Our Team

Paul Mallory

Founder and CEO

Paul Mallory founded Venturis Solutions with the goal of providing customized compliance solutions to RIAs. With over two decades of financial services industry experience and over 15 years of RIA compliance experience, he knows exactly how to help RIAs strengthen compliance programs.

Paul has held the Chief Compliance Office roles at multiple RIAs of various dimensions, including robo-advisors, newly formed RIAs, and state-registered advisers. His in-house compliance experience includes broker-dealer supervisory and compliance roles, consulting, branch office examinations, dual-registrants, and hybrid models.

He received a B.A. in History from the University of Michigan and previously held FINRA Series 7, 66, and 24.

Born and raised in southeast Michigan, he resides in Royal Oak, a busy and exciting Detroit suburb with his wife and son. He supports local charities focusing on shelter and food security in Detroit and surrounding communities. 

Chastity Figueroa

RIA Compliance Consultant

Emily Roynesdal

RIA Compliance Consultant

Emily joined Venturis Solutions in 2022.  Emily has been working in the financial industry for over 20 years and has worked with several investment adviser firms including private equity funds, hedge funds, and state and SEC-regulated RIAs. 

She has extensive experience implementing and improving compliance programs, including performing 206(4)-7 annual compliance reviews, mock exams, risk assessments and forensic testing. 

Emily has held compliance roles at multiple firms and has also been a consultant at ACA Compliance Group, Compliance Risk Concepts and RIA Compliance Key.